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Television/Video Preservation Study: Volume 1: Report

                                      
ISBN: 0-8444-0946-4 [Note: This is a plain, ASCII version of the report. Eventually, this document will be converted to html format and footnote text will be added and linked to the footnote numbers. For more information or to obtain a copy of the report (limited complimentary copies remain), please contact Steve Leggett via email at "sleg@loc.gov"] TELEVISION AND VIDEO PRESERVATION 1997 A Report on the Current State of American Television and Video Preservation Volume 1 October 1997 REPORT OF THE LIBRARIAN OF CONGRESS TELEVISION AND VIDEO PRESERVATION 1997 A Report on the Current State of American Television and Video Preservation Volume 1: Report Library of Congress Washington, D.C. October 1997 Library of Congress Cataloging-in-Publication Data Television and video preservation 1997: A report on the current state of American television and video preservation: report of the Librarian of Congress. p. cm. þThis report was written by William T. Murphy, assigned to the Library of Congress under an inter-agency agreement with the National Archives and Records Administration, effective October 1, 1995 to November 15, 1996"--T.p. verso. þSeptember 1997." Contents: v. 1. Report -- ISBN 0-8444-0946-4 1. Television film--Preservation--United States. 2. Video tapes--Preservation--United States. I. Murphy, William Thomas II. Library of Congress. TR886.3 .T45 1997 778.59'7'0973--dc 21 97-31530 CIP Table of Contents List of Figures . . . . . . . . . . . . . . . . . . . . . . . Acknowledgements. . . . . . . . . . . . . . . . . . . . . . Preface by James H. Billington, The Librarian of Congress . Executive Summary . . . . . . . . . . . . . . . . . . . . 1. Introduction A. Origins of Study . . . . . . . . . . . . . . . . . . B. Scope of Study . . . . . . . . . . . . . . . . . . . C. Fact-finding Process . . . . . . . . . . . . . . . . D. Urgency. . . . . . . . . . . . . . . . . . . . . . . E. Earlier Efforts to Preserve Television . . . . . . . F. Major Issues . . . . . . . . . . . . . . . . . . . . 2. The Materials and Their Preservation Needs A. Films Made for Television and Kinescope Recordings B. Videotape Recordings . . . . . . . . . . . . . . . 3. Television and Video Preservation in Practice in Corporate and Public Archives Corporate: A. Major Studios . . . . . . . . . . . . . . . . B. Television Networks . . . . . . . . . . . . . C. Public Television . . . . . . . . . . . . . . Largest Public Archives: A. Library of Congress . . . . . . . . . . . . . B. UCLA Film and Television Archive. . . . . . . Specialized Public Archives--A Selection: A. National Archives and Records Administration. B. Public Affairs Video Archives . . . . . . . . C. Political Commercial Archive. . . . . . . . . D. New York Public Library Collections . . . . . E. Awards Associations . . . . . . . . . . . . . Broadcasting Museums: A. Museum of Television and Radio. . . . . . . . B. Museum of Broadcast Communications. . . . . . 4. Local Television News Archives. . . . . . . . . . . . . 5. Video Art and Independent Video . . . . . . . . . . . . 6. Access A. Educational Value. . . . . . . . . . . . . . . . . B. Obstacles to Access. . . . . . . . . . . . . . . . 7. Current Funding for Preservation. . . . . . . . . . . . 8. A National Plan: Recommendations for Safeguarding and Preserving the American Television and Video Heritage. Appendices (not in this Internet version) A. Federal Register Notice. . . . . . . . . . . . . . . . . B. A Selective Chronology of Events Relating to Television and Video Archives . . . . . . . . . . . C. Holdings of Television and Video Materials in Public Archives . . . . . . . . . . . . . . . . . . . . . . . . D. A Report on Television Commercials . . . . . . . . . . . E. Recommendations Submitted by Witnesses . . . . . . . . . F. International Federation of Television Archives, Draft Recommended Standards and Procedures for Selection For Preservation of Television Programmes (September 1995) . G. A Sample Duplication Rate Sheet from ABC News. . . . . . H. A Suggested Manufacturer's Label for Video Cassettes to Encourage Proper Handling and Storage. . . . . . . . . . I. List of Television and Video Databases . . . . . . . . . J. Letter Concerning Off-air Recording from Steve Bryant, National Film and Television Archive, London . . . . . . K. Chronological History of Videotape Formats (courtesy Jim Wheeler). . . . . . . . . . . . . . . . . . . . . . . . . . . LIST OF FIGURES Table 1: Videotape Storage Recommendations. . . . . . . . . Table 2: Videotape Formats. . . . . . . . . . . . . Table 3: Selected Analog Videotape Formats. . . . . . . . . Table 4: Digital Videotape Formats. . . . . . . . . . . . . Table 5: Studiosþ Average Storage Conditions. . . . . . . . Table 6: Some Studio Statistics for Television Materials. . Table 7: ABC Film and Videotape Inventory . . . . . . . . . Table 8: CBS Film and Videotape Inventory . . . . . . . . . Table 9: NBC Film and Videotape Inventory . . . . . . . . . Table 10: National Public Broadcasting Archives: Videotape/Kinescope Inventory . . . . . . . . . . Table 11: WGBH Media Archives and Preservation Center Inventory . . . . . . . . . . . . . . . . . . . . . . . . . Acknowledgements The writer of this report--William T. Murphy--would like to thank the many organizations that have provided highly relevant information and the many individuals who provided written materials, shared their ideas, and made thoughtful recommendations. In addition, the writer would like to thank Steve Leggett, Motion Picture Broadcasting and Recorded Sound Division, Library of Congress, for lending his valuable organizational skills to the project and for his timely assistance when most needed. Edie Adams Peter Adelstein Image Permanence Institute Gray Ainsworth Metro-Goldwyn-Mayer Rebecca Bachman Walker Arts Center Jim Baggett Birmingham (AL) Public Library Erik Barnouw Professor Emeritus, Columbia University Laurie Baty National Historical Publications and Records Commission Roger Bell Fox, Inc. William Boddy CUNY, Baruch College and Graduate Center Lisle Brown Marshall University, Morrow Library Robert Browning Purdue University Public Affairs Video Archives Steve Bryant National Film and Television Archive/British Film Institute Frank Burke University of Maryland, College of Library and Information Science John Caldwell California State University, Long Beach, Film and Electronic Arts Department John Cannon National Academy of Television Arts and Sciences Elizabeth Cardman University of Illinois Libraries Kitty Carlisle Hart New York State Council for the Arts Paolo Cherchi-Usai George Eastman House International Museum of Photography and Film Kathy Christensen CNN Glenn Clatworthy Public Broadcasting Service Kenneth Cobb New York City Municipal Archives Nancy Cole NBC News Edward Coltman Corporation for Public Broadcasting Thomas Connors National Public Broadcasting Archives, University of Maryland John Craddock Home Box Office Judy Crichton WGBH Thomas Cripps Morgan State University, Department of History Pia Cseri-Briones Visual Studies Workshop Steven Davidson Louis Wolfson II Media History Center Don Decesare Crossroads Communications LLC Dan Den Bleyker Mississippi Dept. of Archives and History Karen DeSeve Eastern State (WA) Historical Society Ernie Dick Canadian Broadcasting Corporation Thomas Doherty Brandeis University, Film Studies Program Dan Einstein UCLA Film and Television Archive Harrison Ellenshaw Walt Disney Company Richard Engeman University of Washington Libraries Wayne Everard New Orleans Public Library Richard Fauss West Virginia Division of Culture and History Raymond Fielding Florida State University, School of Film and Television Sally Fifer Bay Area Video Coalition Paul Fleckenstein Sioux City (IA) Public Museum Maxine Fleckner Ducey Wisconsin Center for Film and Theater Research Stephen Fletcher Indiana Historical Society David Francis Library of Congress, Motion Picture Broadcasting and Recorded Sound Division Michael Friend Academy of Motion Picture Arts and Sciences, Academy Film Archive Steven Gamble University of Georgia, WSB Television Newsfilm Archive Peter Gardiner Warner Bros. Martin Gaston The News Library Gerald George National Historical Publications and Records Commission Linda Giannecchini National Academy of Television Arts and Sciences (Northern California Chapter) Douglas Gibbons Museum of Television and Radio Gerry Gibson Library of Congress, Preservation Research and Testing Division Charlene Gilbert Noyes Sacramento Archives and Museum Collection Center Douglas Gomery University of Maryland, College Park, College of Journalism Allan Goodrich John F. Kennedy Library Jane Greenberg University of Pittsburgh, School of Library and Information Science Ray Greene Boxoffice Robert Haller Anthology Film Archives Rosemary Hanes Library of Congress, Motion Picture Broadcasting and Recorded Sound Division John Hatfield New Museum of Contemporary Art Kathleen Haynes University of Oklahoma, Political Commercial Archive Robert Heiber Chace Productions, Inc. Judi Hoffman Library of Congress, Motion Picture, Broadcasting and Recorded Sound Division, National Digital Library Kate Horsfield Video Data Bank William Humphrey Sony Pictures Entertainment Barbara Humphrys Library of Congress, Motion Picture Broadcasting and Recorded Sound Division Mary Ide WGBH William Jarvis WETA-TV Joyce Jefferson The Weather Channel Margaret Jerrido Temple University, Urban Archives Mona Jimenez Media Alliance Catherine Johnson Dance Heritage Coalition Leith Johnson Wesleyan University Cinema Archives Greg Jones A&E Network Bill Judson Carnegie Museum of Art Karen Kalish NT Audio Fay Kanin Academy of Motion Picture Arts and Sciences Joel Kanoff ABC News Lillian Katz Port Washington (NY) Public Library David Kepley National Archives and Records Administration Grace Lan Bay Area Video Coalition/National Alliance of Media Arts and Culture Michael Lang ABC Broadcast Operations and Engineering David Lavoie Fred Layn Quantegy Dan Leab Seton Hall University Lynda Lee Kaid University of Oklahoma, Political Commercial Archive Graham Leggat Media Alliance Alan Lewis National Archives and Records Administration Lawrence Lichty Northwestern University, Dept. of Radio/Television/Film Grace Lile CNN New York Bureau David Liroff WGBH-TV Barbara London Museum of Modern Art James Loper Academy of Television Arts and Sciences Patrick Loughney Library of Congress, Motion Picture Broadcasting and Recorded Sound Division Gregory Lukow National Center for Film and Video Preservation, American Film Institute Karen Lund Library of Congress, Motion Picture, Broadcasting and Recorded Sound Division, National Digital Library John Lynch Vanderbilt Television News Archive Scott MacQueen The Walt Disney Company Shaner Magalhþes State Historical Society of Iowa Madeline Matz Library of Congress, Motion Picture Broadcasting and Recorded Sound Division Dick May Turner Entertainment Co. Roger Mayer Turner Entertainment Co. Charles Mayn National Archives and Records Administration Allan McConnell Library of Congress, Motion Picture Broadcasting and Recorded Sound Division Betsy McLane International Documentary Association Annette Melville Dara Meyers-Kingsley Andy Warhol Foundation Sara Meyerson Strawhat Productions Sherry Miller Hocking Experimental Television Center Phil Murphy Paramount Pictures Gerald Newborg State Historical Society of North Dakota Madeleine Nichols New York Public Library for the Performing Arts, Dance Collection Maureen O'Brien Will Evangelical Lutheran Church in America Cary O'Dell Museum of Broadcast Communications Bill O'Farrell National Archives of Canada Bob O'Neil Universal City Studios Eric Paddock Colorado Historical Society Ellie Peck New York Public Library for the Performing Arts, Dance Collection Louise Pfotenhauer Neville Public Museum of Brown County (WI) Marge Ponce ABC Entertainment Francis Poole University of Delaware Library Kenn Rabin Joe Rader University of Tennessee, Knoxville Libraries Charles Rand University of Oklahoma, Political Commercial Archive James Rhoads Western Washington University, Center for Pacific Northwest Edward Richmond UCLA Film and Television Archive Barbara Ringer Library of Congress, Register of Copyrights Emeritus Robert Rosen UCLA Film and Television Archive Joanne Rudof Yale University, Fortunoff Video Archive for Holocaust Testimonies Diane Ryan Chicago Historical Society Robert Saudek Peter Schade Turner Entertainment Co. Fay Schreibman McGrew Multimedia Trading Company Eric Schwartz Smith and Metalitz, L.L.P. Mary Schwartz University of Baltimore, Langsdale Library Ruth Schwer News Hour with Jim Lehrer Wendy Shay Smithsonian Institution, National Museum of American History Milt Shefter Miljoy Enterprises Barry Sherman University of Georgia, School of Journalism Debbie Silverfine New York State Council on the Arts Scott Simmon Lynn Spigel University of Southern California, School of Cinema-Television George Stevens, Jr. Michael Stier Cunningham Dance Foundation Laura Street LSU in Shreveport, Noel Memorial Library Linda Sue Hagood Dan Sullivan CBS Television City Elizabeth Sullivan CNN, Washington Bureau Sam Suratt Harry Sweet Winston Tabb Library of Congress, Associate Librarian for Library Services Linda Tadic University of Georgia, Peabody Award Archive Francine Taylor Alaska Moving Image Preservation Association Edwin Thanhouser Thanhouser Company Film Preservation, Inc. Toni Treadway International Center for 8mm Film and Video Larry Urbanski Moviecraft, Inc. John Van Bogart National Media Lab Jac Venza WNET-TV Jos‚ Villegas New Mexicoo State Records Center and Archives Stephen Vitiello Electronic Arts Intermix Les Waffen National Archives and Records Administration Gloria Walker Deep Dish TV Network/Educational Video Center Duane Watson New York Public Library Dean Watts Warner Bros. David Weiss Northeast Historic Film David Wexler Hollywood Vaults Helene Whitson San Francisco Bay Area Television Archive, San Francisco State University Bonnie Wilson Minnesota Historical Society Pam Wintle Smithsonian Institution, Human Studies Film Archives Ken Wlaschin National Center for Film and Video Preservation, American Film Institute Lisa Wood University of Kentucky, Margaret King Library Ed Zeier Universal City Studios Task Forces Members: "Preservation" Task Force: Deirdre Boyle Associate Professor, The New School for Social Research Peter Brothers President/Managing Member, SPECS BROS., LLC David Chilson Manager, Systems Planning, ABC Broadcast Operations and Engineering James Lindner President, Vidipax, Inc. James Wheeler President, Tape Archival and Restoration Services "Access" Task Force: Janet Bergstrom Associate Professor, Department of Film and Television, UCLA, and representing the Society for Cinema Studies Grover Crisp Director of Asset Management, Film and Tape Operations, Sony Pictures Entertainment David Culbert Editor, Historical Journal of Film, Radio, and Television; Professor of History, Louisiana State University, Baton Rouge Michael Curtin Director, Cultural Studies Program, Indiana University Doug McKinney Director of Archives, CBS News Deanna Marcum President, Commission on Preservation and Access Stan Singer Manager, NBC News Archives "Funding" Task Force: Mary Lea Bandy Chief Curator, Dept. of Film and Video, Museum of Modern Art Robert Batscha President, Museum of Television and Radio Dan Curtis President, Dan Curtis Productions Lynda Lee Kaid Director, Political Communications Center/Political Commercial Archive, Univ. of Oklahoma, Norman James Loper Executive Director, Academy of Television Arts and Sciences Preface by: James H. Billington, The Librarian of Congress Television affects our lives from birth to death. Most Americans inform and entertain themselves through it, and we use it to distract our children by providing (to paraphrase a famous quote) þchewing gum for their eyes.þ Sadly, we have not yet sought to preserve this powerful medium in anything like a serious or systematic manner. At present, chance determines what television programs survive. Future scholars will have to reply on incomplete evidence when they assess the achievements and failures of our culture. The 1992 National Film Preservation Act directed me, with advice from the National Film Preservation Board, 1) to prepare a study on the state of American film preservation and 2) then to design an effective program to improve current practices and to coordinate the preservation efforts of studios, archives and others. With cooperation from the film community, the Library of Congress completed the study and plan, and is now implementing the planþs recommendations. The plan called for a similar initiative involving television and video. The 1976 Copyright Act established the American Television and Radio Archive in the Library of Congress. Since then we have acquired a treasure house of television programs in the form of copyright deposits or gifts. We have the entire output of National Educational Television and its successor, the Public Broadcasting System; all of NBCþs extant entertainment programs; the main network evening news transmissions-- through an arrangement with Vanderbilt University; tapes of floor proceedings from the U.S. Senate and House of Representatives, and much more. The Act also gave us a modest annual budget to enhance, preserve, document and make available the archive of American television. The Library has prepared this report in just a little over a yearþs time under the leadership of William Murphy of the National Archives and Records Administration. Hearings in Los Angeles, New York and Washington, D.C. enabled a wide variety of interested parties to testify in person. Nearly 100 individuals and institutions submitted written statements. The academic community stressed both the importance of television as a source material for the study of history, and the difficulties in gaining access for educational use to programs which have survived. Production companies and network executives suggested innovative ways to make news programming available to the academic community. Television artists are rightly sensitive about living life in the shadow of cinema. Their achievements should be honored in their own forum, and individual donors should be able to direct their generosity toward safeguarding the television and video heritage just as they do for cinema. Lack of resources is a major problem identified in this report: and the plan presents some innovative fund-raising proposals to help protect our television and video heritage. I thank the members of the National Film Preservation Board for their help, counsel and testimony. I also commend the Association of Moving Image Archivists, an organization that has succeeded shown over the last few years in uniting under a single banner preservationists in the industry and nonprofit archives, in order to help us implement the recommendations in this report. The Library of Congress has invested considerable resources in preparation of this report. We are therefore encouraged to know that the community that will benefit from the planþs ambitious ideas has volunteered to help bring them into reality. EXECUTIVE SUMMARY The American television and video heritage is at risk. Early television was broadcast live, kinescope or film copies were made selectively, other programs were deliberately destroyed, and videotapes were erased and recycled, still an unfortunate practice in the production of local television news. Television film and videotape vulnerability to deterioration further imperils this rich heritage, and additional videotape recordings may be lost to posterity if archival programs do not address format obsolescence. That this heritage is worth preserving is a major theme of this report. Archival holdings of television and video materials have enormous educational and cultural value, as recognized in the American Television and Radio Archives Act (1976) and expressed in the testimony of educators who participated in Library of Congress's public hearings. Public archives are obliged to preserve television materials because of the popularity of television in American society and because of educational interests that focus on television's interactive role in numerous social and political processes. Our heritage would be diminished if this vast record of our culture is allowed to vanish. Inaction will eventually take its toll. The scope of the report includes television and video materials in all their major dimensions: entertainment, nonfiction, news and public affairs, public television, local television news, video art, and independent video. Motion picture film made for television is included because film along with videotape has played a fundamental role in television production since its earliest days. Just as the Library of Congress spearheaded the initiative to assess the general state of American film preservation in 1993, it is appropriate that the Library, the home of the Congressionally- authorized American Television and Radio Archive (ATRA), assume a similar leadership role in assessing the state of American television and video preservation. Two key objectives of the report are to lay down a factual foundation for understanding the issues confronting the preservation of American television and video, and to recommend a national plan of action based upon a broad consensus of the archival community. Major Findings  Educational access remains largely unattainable for a variety of reasons, including underfunding in public archives, lack of descriptive cataloging and reference copies, copyright interests and very restrictive usage policies. Scholars best qualified to judge the long-term research value of television and video materials are generally not given ample opportunity to participate in decision making in public and corporate archives on what will be saved and made available. Consequently scholars do not believe archives can always act in their best interests. The academic community, however, is not prepared to put funding into film preservation to ensure the availability of the programs it needs for teaching and research purposes. Few television programs held by the major studios and networks are destroyed as a result of deliberate decisions or policies. The growth of the cable industry, video cassettes, multimedia, and overseas sales has encouraged the preservation of television and video materials. Each of the eight major studios that have produced extensive prime time programming has an assets protection program that includes film and television inventories. Past programs are protected rather than destroyed since they represent the real asset value of the corporations. Studios have been able to implement strategies for the preservation of videotape as part of managed programs. The network news divisions have the greatest preservation difficulty because of the sheer quantity of film footage and videotapes they produce. The network archives are focused on the daily production needs of broadcasters, constantly posing a danger that precious images so important to the collective memory of the American people will be lost, altered, or destroyed. Every group that has studied the selection of television for preservation has concluded that all news programs should be retained and preserved as aired. The major networks have recently sought to improve storage conditions and set up programs for the conversion of obsolete or deteriorating videotapes. Public television has always faced financial uncertainty, relegating preservation to a low priority. Yet, in the aggregate, public television programming has recorded the rich cultural history of the United States, especially in the performing arts. The preservation provision of the Public Broadcasting Act of 1967 has not been carried out, and it is only with the signing of the 1993 PBS- Library of Congress Agreement that there is a systematic means for assuring that these programs will be preserved. The most devastating losses have already occurred among news film and videotape files of local television stations across the United States. These losses were prompted by the switch from 16mm film to 3/4-inch U-matic for Electronic News Gathering in the mid-1970's. Some 25 years (covering approximately 1950-75) of American state and local history were destroyed. Less than 10% of the news film libraries survive in public archives. Even today local news tapes are rarely kept more than a week before they are recycled. About 20 states have no local television news collections in public archives, and very few libraries or archives take advantage of the right to make and retain off-air copies of daily newscasts. The Vanderbilt University Television News Archive is the only archive to do so at the network level. The works of video artists and of independent video producers also face a precarious existence. Few productions have found their way into traditional archives. Researchers find it difficult to understand what was produced and what still exists. Many of the earliest open reel tapes made on the consumer format EIAJ have already decayed. No comprehensive effort has been made to list, catalog, or document, let alone preserve this remarkable record of American history and culture. Funding of television and video preservation has been, in a word, inadequate. Foundations have rejected video preservation grant applications because of a perceived inadequacy of videotape as a preservation medium. However inadequate funding for motion picture preservation may appear, television and video archivists look with envy at the programs that have been set up to preserve American cinema. Advocates of television and video materials feel that their second-class status is no longer justified. Recommendations The final part of the report constitutes a national plan of action in four critical areas: preservation, access, funding, and public awareness. Preservation: Promotes the concept of a shared responsibility for the American television and video heritage, and calls for public and corporate archives to rationalize and coordinate their preservation programs to avoid unnecessary duplication and ensure that no significant portion of this heritage (held in collections throughout the nation) is endangered. Provides a working definition of video preservation as part of a total management system and proposes appropriate considerations and strategies with respect to technological obsolescence of video formats, restoration, and storage. Reiterates the importance of the 1993 motion picture study as guidance for safeguarding and preserving film and addresses specific technical issues relating to television film. Defines the role of film and videotape in preservation copying. Recommends the establishment of a Video Preservation Study Center to collect bibliographic materials, manufacturersþ literature, and obsolete equipment. Access Encourages public and corporate archives to seek the advice and guidance of scholars and educators to establish appraisal standards and determine appropriate selection guidelines. Urges the identification of important television programs and coverage of events each year to encourage prompt availability in a public archives. Urges local television stations to work closely with advisory boards and local archives to halt further destruction of local news coverage. Recognizes the importance of video art and independent video production and calls for increased efforts to stimulate their collection. Urges the support of public policies that encourage the widespread dissemination of information through the Internet and other sources, and asks for a national union listing, a network of publicly shared databases, and a comprehensive catalog of American television programs by decade. Suggests ways for increasing the physical availability of television materials, minimizing regional or economic barriers. Urges the Library of Congress to use its current authority under the Copyright Act of 1976 for off-air taping to the fullest extent possible, and encourages other libraries and archives to establish off-air recording projects as authorized by the Copyright Act for daily newscasts. Identifies steps to make it easier for scholars and educators to use television and video materials in their research, writing, and teaching, and calls for interested parties to intensify discussions (through conferences, informal channels and other means), regarding copyright and educational access to television and video archives. Only through such dialogue can these difficult issues be fully addressed and perhaps solved. Funding Recommends the establishment of an independent nonprofit organization in the private sector to raise funds for television and video preservation, to recognize through an awards program individuals and organizations in this endeavor, and to keep television and video preservation at the forefront of the national archival agenda. Urges public archives to build a consensus around the principles of television and video preservation and make them understandable to funding organizations, which should then be more responsive to the needs of television and video archives. Asks federal agencies to improve coordination of their much valued funding efforts. Proposes discussions (among all affected parties) be held regarding possibility of two new avenues of funding: a dedicated sales tax and a share in future FCC auctions of broadcast spectrum. Asks the CPB to establish a preservation grants program pursuant to the Public Broadcasting Act of 1967. Recommends direct public appeals for donations through appropriate archival programming. Proposes the Library of Congress use off-air recordings as a possible substitute for copyright deposit copies, if such an operation could be funded by the industry. Increasing Public Awareness Recommends the creation of a National Registry of television and video treasures at the Library of Congress. Encourages professional and industry organizations to advance the cause of preservation through awards and grants. Identifies the need for a documentary about the problems of television and video preservation aimed at general audiences and potential funders. Urges the inclusion of video art and independent video in all public awareness campaigns. This report marks only the beginning of a process to safeguard and preserve the American television and video heritage. Developing an implementation plan is the next crucial step, a plan that will assign lead responsibility for each recommendation to appropriate institutions and organizations. CHAPTER ONE: INTRODUCTION INTRODUCTION A. Origins of Study The origins of this study are interwoven with the history of the film and television preservation movement in the United States. It was in fact a film preservation study conducted by the Librarian of Congress, under the National Film Preservation Act of 1992, in consultation with the National Film Preservation Board, that provided the particular impetus to begin a study of the preservation status of American television and video materials.(1) A key recommendation asked for "a national study on the state of American television and video materials." The Librarian decided to conduct the study under the framework of the American Television and Radio Archives(2) (ATRA) legislation incorporated into the 1976 Copyright Act. The recommendation emerged from the Library's earlier study, Film Preservation 1993: A Study of the Current State of American Film Preservation, which described the most important problems facing film archives such as nitrate and acetate film deterioration, color fading, and the need for improved storage conditions. The earlier report and plan included a full range of archival issues relating to moving images relevant to the present discussion. This report also re-defined film preservation, taking into account the practices of the major studios and larger film archives, and the accumulated experience and knowledge of preservationists. For television and video preservation it is not so much a question of re-definition as it is defining preservation for the first time. Among the many reasons that a cohesive, nationwide effort to safeguard and preserve American television and video has yet to be organized is the absence of an archival paradigm that could include the impermanence of videotape with all its formats, the massive volume of generated material, and the decentralized and fragmentary nature of production processes in the United States compared to those of other countries. Preservation, to be sure, is central to the discussion, but whatever success the archival community has been able to achieve has been in the absence of an agreed-upon definition of television and video preservation and a comprehensive archival view. Thus, the overall purpose of the study is to lay down a factual foundation for understanding the issues and problems facing the preservation of American television and video materials, and, based upon this information, to develop a national plan. Just as the Library of Congress spearheaded the initiative to assess the general state of American film preservation in 1993, it seems even more appropriate that the Library assume a similar leadership role in this endeavor. The Copyright Act of 1976 gave the Library the awesome responsibility for establishing the American Television and Radio Archives which would house a permanent record of the television and radio programs which are the heritage of the people of the United States and to provide access to historians and scholars without encouraging or causing copyright infringement.(2A) Twenty years have elapsed since the passage of this historic legislation, and remarkable changes have taken place since then that make some general re-assessment necessary. Among these changes are a university curriculum increasingly focused on the inter-relationship of media and society; broadcast industry expansion; and technological innovation. The audiovisual archival community itself has changed significantly in the last twenty years, in its numbers and its degree of professionalism, increasingly willing to articulate its genuine needs in competition with other national funding priorities. Such changes inevitably influence the shape and character of archival programs. B. Scope of Study This report concentrates on the preservation status of television and video created over the preceding fifty years of American history. Radio broadcast materials, important in their own right, are not included in the present discussion but may be the focus of another archival report. American television includes all programs regardless of their delivery or distribution systems; entertainment, documentary, news and public affairs, commercial programs, public broadcasting programs. For news and documentary, the scope includes unedited footage, or outtakes and trims, what some have called the raw materials of history. The scope also includes national as well as local programming. Local television news is represented in numerous collections throughout the nation. Video materials made only for video display and not necessarily for broadcast are also an important part of the audiovisual heritage; these include video art, works conceived in the context of video display and fixed on videotape; independent or community video, productions made outside the mainstream media and used in the struggle for social and political change; and video as documentation, such as used by Federal agencies to record important events in our collective history as a nation. All this discussion of video and videotape makes it easy to overlook the importance of film as part of the American television heritage. From television broadcasting's earliest days to the current era, motion picture film has played a fundamental role. Thus films made primarily for broadcast are included in the scope of this report. C. Fact-finding Process Information and comments were invited relating to television and video preservation nationwide. A notice was published in the Federal Register on January 3, 1996 (See Appendix A). Copies of the notices, along with a survey questionnaire, were mailed to over 700 institutions and individuals inviting their contribution or participation. In addition, a number of site visits, interviews, and presentations were made to obtain relevant information and stimulate interest in this research project. The core of the information presented in this report is based on the statements and discussions made in three day-long public hearings conducted by the Library of Congress in 1996: Los Angeles, March 13; New York, March 19; and Washington, March 26. Altogether 73 "witnesses" (not actually deposed and sworn in) addressed many of the key issues and concerns, described their own experiences in the field, and made numerous thoughtful recommendations for improvement in basic areas like preservation, access, training, public awareness, and funding. (See Appendix E.) To the extent possible these recommendations take into account the needs of public and corporate archives and have been adopted and consolidated in the "national plan," which forms the final part of this report. (See Chapter 8.) In each city a panel of Library officials and distinguished representatives from different fields heard the statements and led the discussions. Presentations were organized according to affinity groups such as educators, major studios, network television, public broadcasting, and public archives. Every person who requested to make a statement before a panel was accommodated. Due to time constraints, however, witnesses could not always present their entire written statements. However, both the oral and written statements have been published elsewhere in this report. (See volumes 2,3,4 and 5.) D. Urgency In an ideal world television and video materials are recorded on a durable preservation format and carefully managed and stored from the first day of production. They are fully described in comprehensive catalogs and databases within reach of the nearest Internet connection, reference copies of the programs themselves are as ubiquitous as books, and restrictions governing nonprofit, educational use are few. Unfortunately the real state of television and video preservation is just the opposite of this ideal picture. Videotape is at best a medium-term storage format whose usefulness is shortened by adverse storage conditions and technological obsolescence. Cataloging is scarce, limited to a few institutions or selective parts of collections, making it difficult to know what existed, what still exists, and where it may be found. Access to television and video materials for educational purposes is severely limited for a variety of reasons, the most important being copyright ownership . Archival access means a researcher's ability to consult records or documents together with the ability to reproduce them. The copyright owner has exclusive rights of reproduction, exhibit, or display except for specific limitations on exclusive use that Congress created for archives and libraries with respect to daily newscasts and for instances of "fair use." It is important to view these limitation in the context of the history of television, much of which has already been lost. Early commercial television, roughly dating from the late 1940's, was live television, although recordings were made on film, called "kinescopes," and used sparingly for repeats, time-delay broadcasts to the west coast, and syndication in other markets. Ampex introduced professional recording videotape in 1956, an expensive 2-inch open-reel format used selectively, and often erased and reused. As the first witness at the Los Angeles public hearing, television star Edie Adams described her difficulties when she tried to obtain kinescopes and videotapes of the television shows of comedian Ernie Kovacs, her husband who had died suddenly in 1962. After his death she embarked on a search and found it difficult to confirm inventories and titles; she learned that the programs he did for the DuMont network were dumped in a bay. She deposited what she found in UCLA's Film and Television Archive. In the history of television many important transmissions were not recorded or copies have been lost. Losses from Early Television History þ Opening of the World's Fair in New York, showing President Roosevelt with David Sarnoff, April 20, 1939; the first commercial broadcast.* þ President Truman's address, September 30, 1947; first televised address from the White House. þ Opening nights from the Metropolitan Opera broadcast by ABC in 1948 and 1950. þ All television coverage of the 1948 presidential election. þ Jackie Gleason's Cavalcade of Stars, 1950-1952. þ I Love Lucy pilot, 1951. [Found!] þ The first episode of CBS Evening News recorded on videotape, November 1956. þ The first Super Bowl recorded on videotape and subsequently erased, January 15, 1967. þ Milton Berle's Texaco Theater, many episodes lost.(3) þ Soupy Sales programs during the 1960's. þ The first ten years of the Tonight Show were erased or destroyed, including the television singing debut of Barbra Streisand.(4) þ Network copies of You'll Never Get Rich starring Phil Silvers, who fortunately saved some episodes and donated them to UCLA. þ Patsy Cline performances during the 1950's on local Washington, D.C. television. þ Hullabaloo and Shindig, early rock and roll shows. þ The complete version of The Twelve Angry Men. þ Only 26 episodes of Big Town survive. þ CBS broadcast of Cinderella, a musical speciality written for television by Rogers and Hammerstein starring Julie Andrews, March 21, 1957. Only the sound *This and many items listed below are from a flyer distributed by the Museum of Television and Radio(formerly the Museum of Broadcasting) Few early soap operas survive. There were few television newscasts saved prior to August 1968. Many local television news film libraries, some representing four decades of regional and local history, were destroyed by the truck load. Through sales, some copies of American programs and more footage ended up in foreign broadcasting organizations or archives, but no systematic survey has been undertaken to ascertain what may survive. E. Earlier Efforts to Preserve Television Needless to say, extensive and irretrievable losses have occurred in the past. Some of the losses can be attributed to the limitations of technology and short-sighted commercial practices. Part of the blame can be placed on the lack of a preservation sensibility for television, a need not clearly articulated by public archives until the last few decades. The Library of Congress accepted copies of television programs for copyright purposes as early as 1949, but television preservation was not identified as a separate program apart from its other activities. In 1965 the Academy of Television Arts and Sciences established a national television library at UCLA, which has evolved into the second largest public archives of its kind in the United States. In 1976 UCLA changed its name to the UCLA Film and Television Archive. Also, in the same year the Peabody Award Archive of broadcasts was established at the University of Georgia.(5) From 1967 to 1971 the William Paley Foundation commissioned Dr. William B. Bluem to study the possibility of creating a master collection of broadcast programs. The Bluem report found that "there is an urgent and vital need to create a master plan and a centralized collecting institution to prevent destruction and loss."(6) This and subsequent actions carried out by the Paley Foundation led to the founding of the Museum of Broadcasting in 1976 in New York. The impetus for the preservation of network news started not with the networks but with the Television News Archive of Vanderbilt University founded during the tumultuous presidential election campaign of 1968. The American Film Institute, which in 1972 decided to include television in its preservation interests, through the speeches and writings of its first director, George Stevens, Jr., articulated a need to preserve television programming. The AFI formed a coordinating committee and encouraged the Ford Foundation to develop guidance on acquisition, selection and preservation issues. Despite the work of three committees working under Ford sponsorship no final report was ever issued. Nevertheless, the AFI helped to establish regular lines of communications among television archives, at first through small informal groups, and then through the Television Archives Advisory Committee (TAAC), which subsequently merged with the Film Archives Advisory Committee (FAAC). The combined FAAC/TAAC re-constituted itself as the Association of Moving Image Archivists (AMIA) in 1990. Since then AMIA has served as an important forum for the regular exchange of information between public and corporate archives that share a mutual interest in moving-image preservation and other related subjects. The Library of Congress activities in this area have stemmed from its responsibilities under the copyright law and the donations of various individuals and organizations. The Copyright Act of 1976 significantly increased the number of television registrations. In 1977 the Library hired the eminent media historian Erik Barnouw as a consultant to establish policies for ATRA; subsequently, he became Chief of the Library's Motion Picture, Broadcasting and Recorded Sound Division. A year later, the Library hosted a large meeting of institutions involved in collecting and preserving television materials. Another important trend in public archives leading up to this report was the increase in local television news archives, prompted by the broadcast industry's switch during the 1970's from film to videotape in news gathering. Many institutions such as state historical societies and media centers began to receive donations of news film libraries but without the resources or experience necessary for managing large television film collections. This generated demand for information and technical training. The National Historical Publications and Records Commission funded a request from the AFI National Center for Film and Video Preservation to hold a local television news archives conference in 1987 in Madison, Wisconsin, the first opportunity for representatives of these collections to coordinate their efforts and share their experiences. The creation of these new television archives dramatically increased the need for resources. NHPRC has been the only federal agency to provide major assistance. It is important to note that the introduction of so many new archivists into television archives in the 1980's has changed the character of the profession by linking the management of news film to traditional archival theory. F. Major Issues The following chapters of this report center around the main sources of broadcast production since World War II; for the vast majority of programs, these include the television networks, the major motion picture studios, public broadcasting, and local television news. The most important issues to emerge relate to educational access, divided responsibilities between public and corporate archives, the preservation of television film and videotape, local television news, and independent video. 1. Archival holdings of television and video materials have enormous educational and cultural value as recognized in the American Television and Radio Archives Act and underscored by the testimony of educators who participated in the public hearings. Public archives are obliged to acquire more and more television materials because of televisionþs pervasive influence in contemporary American society and because of educational interests that frequently focus on television's interactive role in numerous social and political processes. Yet full access, as defined by a researcher's ability to survey, consult, copy, and use the audiovisual record, remains largely unattainable. The reasons are varied and complex, but most relate to the continuing underfunding of public archives, the isolation of scholars from archival issues, and copyright interests. Educators who described a compelling need for access to the American television and video heritage for research and teaching also cited numerous obstacles that prevent real access, including significant losses, restrictive network policies, unavailability of original sources, expense of purchasing copies and electronic equipment, and lack of regional or local access. Educators believe that an insufficient amount of programming is being recorded off-air and saved by public archives. As a group, they would like to see ATRA's authority increased to enable the Library of Congress to record programs off-air completely at its discretion. Others also believe that the "fair use" provisions of the copyright law are too restrictive, and should therefore be revised to allow more non-profit educational usage. The Vanderbilt University Television News Archive and the network news departments or archives appear locked into an adversarial relationship that may be unwarranted. Broadcast organizations like NBC News are not registering their news programs for copyright, leaving a gap in the public record for some of the most important and influential news broadcasts. 2. The television and video heritage represents an important part of the collective experience and memory of the American people, yet much of the public record--as it were--is retained in the custody of private corporations whose policies are subject to the ebb and flow of the market place. For the last few years the growth of broadcasting and media markets has been the driving force behind preservation projects in corporate archives. Unlike in past horror stories, virtually no programs are now deliberately destroyed. Television titles have also benefitted from film preservation projects at the major studios. Given the huge quantity of film and videotape in network archives and the growing demand for educational access, a partnership with public archives seems requisite and inevitable. Corporate and public archives share responsibility for television and video preservation. Yet the likelihood that corporate let alone public archives will transfer news film to film for preservation is remote, to say the least. The alternative to not copying the film at all is certain destruction, although proper storage can delay the outcome. 3. Television archives are typically a mixture of film and videotape holdings. One of the virtues of the Library of Congress' report on the status of American film preservation was that its recommendations addressed not only theatrical films but film documents in all forms, fiction and nonfiction. But aside from the major studios and several public archives, most public and corporate archives have not implemented the report's recommendations. In some ways the future of television film is even more doubtful than videotape's. 4. Considering the extensive amount of television film, particularly news and documentary, including field footage, to what extent can videotape offer a practical and cost-effective substitute for film-to-film copies? Supervised film transfers made on modern scanners yield excellent results. The main disadvantages of film-to-videotape copying are a reduced life expectancy of the new copy, compared to film, and the inadequacy of such transfers to meet the future needs of advanced television systems. 5. The accumulated practical experience of videotape technicians as it relates to the longevity of videotape seems fairly inconclusive. Many 30-year-old 2-inch tapes are still playable, and thus, in theory, capable of being re-formatted. The scientific literature, however, indicates an inherent potential for deterioration, something already observed in television or video collections or in the work that passes through videotape laboratories. In view of the deleterious effects of elevated temperature and humidity and pollutant gasses, archives have expressed a renewed interest in improving storage conditions and in the possibility of shared or regional storage. There is insufficient experience with the new digital formats. Many variables such as compression, miniaturization, tape thinness, and almost microscopic recording tracks suggest that digital formats may not be a complete panacea. The use of disk-based technology, however promising, is viewed by archives as only experimental. A general consensus exists, however, that the preservation of videotape is less a question of preserving an artifact and more one of possessing the resources to transfer videotapes due to format obsolescence. Equipment, requisite technical skills, and copying capacity are therefore central to any discussion of videotape preservation. Public archives cannot be self-sufficient; they need the cooperation of equipment and videotape manufacturers and of video laboratories. The preservation of videotape itself may not be the real archival issue compared to that of format obsolescence. In this context video preservation is not an end product but a process of archival management that requires re-formatting and copies, and quality control. Based on this system, a tentative definition of video preservation may be ventured. Video preservation, regardless of image source, is an archival system that ensures the survival in perpetuity of the program content according to the highest technical standards reasonably available. There are three major facets of video preservation: (1) safeguarding the recording under secure and favorable storage conditions, (2) providing for its proper restoration and periodic transfer to modern formats before the original or next generation copy is no longer technologically supportable, and (3) continuing protective maintenance of at least a master and a copy, physically separated in storage, preferably in different geographic locations. "Videotape possesses a special challenge to archivists, librarians, historians, and preservationists. As an information storage medium, videotape is not as stable as photographic paper film or paper. Properly cared for, film and paper can last for centuries, whereas most videotapes will only last a few decades." Dr. John Van Bogart 6. The creation of numerous local television news archives during the 1980's, including the off-air recording of news, assures that some programming will be saved despite enormous losses brought about by the disposal of many news film libraries and the recycling of videotapes. Less than 10% of the local news film libraries still survive--in an uneven patchwork across the United States that excludes many major metropolitan areas. 7. Media artists and community activists were in the late 1960's and the 1970's among the first to use 1/2-inch EIAJ tapes and other formats for experimental artistic expression and for documentary production outside mainstream media. The tapes are now held in a variety of places and circumstances-- in archives, in non-profit distribution services, and in garages, closets, and attics. Their continued existence has reached a critical stage due to format obsolescence and tape deterioration. With the notable exception of highly capitalized programs like the Andy Warhol Foundation, few resources are being made available to restore and re-format these tapes. Works by media artists and community activists attract interest across the United States although many videotapes have not been cataloged nor described in union lists or on-line finding aids. CHAPTER TWO: THE MATERIALS AND THEIR PRESERVATION NEEDS 2. THE MATERIALS AND THEIR PRESERVATION NEEDS A. FILMS MADE FOR TELEVISION AND KINESCOPE RECORDINGS (1) Extent of use of film-based materials Motion picture film plays a key supporting role in the preservation of television materials. In the first place, videotape as a technology was not available commercially until the end of 1956, yet by 1950 107 television stations were already broadcasting throughout the nation.(7) Broadcasters used film in several critical areas. First, cameramen used 16mm footage to cover news events in the field, and subsequently editors selected and cut the footage for use as clips or inserts in newscasts. Something akin to this process was also used for the production of documentaries. Major documentary productions like CBS's Air Power and NBC's Victory At Sea were produced on 35mm film. In addition, broadcasters also purchased news film from newsreel companies and news film services. Second, broadcasters used motion picture film to make copies of television programs. Called kinescopes, these recordings were made from a bright television image on to 16mm film, negative or positive, with composite or separate optical and magnetic sound. The kinescope process, first made available in 1947-48, enabled a film camera to record a television image in synchronization; the image, however, had a flat, low contrast appearance which was never quite satisfactory when compared to the television broadcast. Color kinescopes, available in the 1970's, were even less satisfactory for broadcasting. The kinescopes surviving today are for the most part 16mm black and white. Broadcasters took advantage of kinescopes for repeat broadcasts, in particular, time-delay broadcasts to the west coast. Television producers or sponsors took advantage of them to syndicate programs in other broadcast markets. Third, even to this day the major studio producers for prime- time television entertainment programs like miniseries, sitcoms, television feature films continue to shoot on 35mm film or super 16mm film, edit on computer systems, and transfer the final copy to videotape. In more and more cases the film originals are not "conformed" but "edit decision lists" are retained so that in theory at least the films can be subsequently edited to match the final production; in practice, the television producers rarely edit the original film. A gradual shift to original videotape production for prime-time programs is taking place. Ampex's introduction of a practical videotape system in 1956 should not be taken too literally as a clear demarcation between the era of film and that of videotape. Film as kinescopes continued to play a vital role until the early 1970's when the cheaper, more convenient 3/4-inch video cassette sparked the real beginning of the end of film in the world of television. The Bluem report indicated that for the period 1948-1951, NBC had accumulated 1,270 kinescopes and by 1970 there were almost 17,000. NBC later donated these programs to the Library of Congress. 2-inch tape was used relatively sparingly to record programs permanently and was often then erased and recycled for broadcast. Film continued to be used in news and documentary production. The most popular format from about 1950 to the mid-sixties was 16mm black-and-white news films in an original negative composite sound format. 16mm color reversal film was used in news production well into the 1970's, primarily, Ektachrome in combination with magnetic sound stripe or a separate full-coat magnetic sound track. Film as an original recording medium is still the format of choice in many instances where it is necessary to reproduce scenes with high contrast ratios and render greater detail than is possible with video.(8) In sum, film continued to be used as a regular part of television production side by side with videotape, and thus much of the early period that survives, above all in news, has been recorded on film. (2) Preservation problems The archival issues central to the preservation of American motion picture film have been discussed in the Library of Congress's earlier report, Film Preservation 1993: A Study of the Current State of American Film Preservation, 4 vols. (Washington: Government Printing Office, 1993). This report described three overriding preservation concerns: nitrocellulose film, cellulose acetate film deterioration, and the impermanence of color film. The first major preservation concern can be dismissed, because, happily, nitrate film, a chemically unstable and highly inflammable film stock last manufactured by Eastman Kodak in 1951, had little or no impact on television. Nevertheless, acetate deterioration and the impermanence of color film are germane to any discussion about the preservation of television film materials. a. Acetate film deterioration Extant television film consists primarily of safety-based cellulose triacetate or earlier forms of cellulose acetate with lower acetyl content that continued to be manufactured in a 16mm format into the 1960's. Film workers often confused hypo staining or the result of excessive sodium thiosulfate with film deterioration. But film archives have been aware of the potential deterioration of this class of acetate-based film since 1987, and subsequent studies have clarified the roles of temperature, moisture or humidity, air pollutants, and various types of containers in causing or accelerating acetate deterioration. In archival parlance, this deterioration has become known as the "vinegar syndrome," due to the emanation of acetic gases that produce the familiar odor of household vinegar. Film with a history of poor storage conditions is especially vulnerable to the onset of vinegar syndrome.(9) As a support base material, polyester or PET (which not incidentally is the substrate for videotape) has proven to be more impervious to adverse ambient storage conditions. b. Color film The Library of Congress report also discussed the instability or dye-fading of color film emulsions.(10) This is pertinent to television news film primarily from the late 1960's through the 1970's, even later for documentary production, and to prime-time programs made by the major studios. Whereas the major studios used Eastman color negative, starting in 1966- 67, news broadcasters used Kodak's Ektachrome film, a color reversal film even less stable than the Eastman color which was the main target of Martin Scorsese's criticism toward the end of the 1970's. In response to this very public criticism from directors and archivists, Kodak in the early 1980's introduced its line of "low fade" emulsions with improved color-dye stability, but there is no evidence that broadcasters took advantage of this more expensive stock. Color film from the 1960's and 1970's that has not been placed in cold storage is probably already faded beyond 30%. As the least stable, yellow dye is first to fade beyond recovery. (3) Cold Storage What acetate film deterioration and color-dye fading have in common is the need for cool and dry storage conditions that decelerate the chemical changes that ultimately destroy the film base and image. Accordingly, the Library of Congress in a subsequent report recommended "the improvement of storage conditions as the cornerstone of national film preservation policy and an integral part of federal funding programs."(11) The American National Standards Institute (ANSI) maximum extended-term storage standards for silver-gelatin black-and- white and color film are: 70øF/20-30% RH; and 35øF/20-30% RH, respectively.(12) Yet few of the public archives that responded to the storage survey carried out in conjunction with this report have long-term storage facilities that meet this standard. For the most part, the networks have inadequate cold storage facilities for their color film. The major studios and several public archives have storage facilities meeting or exceeding this standard, with some exceptions. Even if these goals are not met, research by the Image Permanence Institute and Eastman Kodak demonstrates that lowering temperature and relative humidity by as little as ten degrees and 10% RH can increase film life expectancy and color stability by many years.(13) Providing good storage conditions, while not entirely a panacea, is the single most important step an archives can undertake to protect its holdings. (4) Other Preservation Problems There are other preservation problems associated with television film archives that make the prospect of long-term survival problematic at best. Black-and-white and Ektachrome reversal emulsions, rarely employed by the major studios, were widely used in television news and documentary production, and they are less stable than negative/positive emulsions. Moreover, due to the immediacy of broadcast deadlines, the chemical processing of these films was seldom carried out according to the manufacturer's specifications; film was improperly washed leaving excess amounts of residual hypo, which stains the film's surface and increases the rate of color-dye fading. Film sound poses a problem for television preservation because of the widespread use of magnetic sound on film, which was never copied to optical sound. Many television documentaries shot and edited on film were directly transferred to videotape for broadcast; the preprint exists as film negative or original reversal accompanied by a separate magnetic sound track, unfortunately often stored in the same can. A magnetic stripe sound track on Ektachrome is essentially a thin coating of ferrous oxide. Over the years the oxide peels or separates from the film base. In separate tracks, striped or full coat, the same process can be observed. Moreover, a study by Manchester Polytechnic in the United Kingdom indicates that as the film sound track ages, the oxide gases act as a catalyst in the process of acetate deterioration.(14) Copying separate magnetic sound tracks has understandably become a priority at the major studios, but not at other archives that cannot afford to make the transfers. The existence of separate sound tracks poses an extra equipment burden on the smaller archives, because working with them requires the purchase of more expensive and technically sophisticated double-system editing machines. In addition to the above concerns, television news film collections invariably consist of poorly arranged numerous short rolls of 16mm film. For broadcasters, films in this state of disrepair were too difficult to access and certainly too difficult to integrate with ENG techniques and procedures. This is one of the main reasons why broadcasters decided to dump their news film files or donate them to a public archives. To bring these rolls under archival control it is necessary to devote thousands of work hours to such activities as arrangement, inspection, splicing, repairing, and cleaning. Few local television news archives are sufficiently staffed to carry out this necessary but painstaking work.(15) For these reasons, then, motion picture film represents an integral part of the television and video heritage with its own array of physical vulnerabilities and preservation priorities. Whether in public or corporate archives, most television collections consist of film and videotape which have little in common physically and technically save for their ability to record moving images and sound. (B) VIDEOTAPE RECORDINGS (1) General Introduction Videotape, as Librarian of Congress James H. Billington said at the first public hearing, has proved to be both a blessing and a curse. Unfortunately there isn't enough space in this report to describe all the ways videotape has benefited American civilization in science, education, entertainment, industry, government, and culture. Film served as video's predecessor since the turn of the century, leaving a enormous legacy of American life and culture despite extensive losses in the wake of deterioration, disasters, neglect, and indifference; regrettably, a continuing process to this day. In comparison with video, though, the use of the film camera or projector was always a special event. Film never achieved the ubiquity of videotape, the ever-present ability to record almost every facet our society in a fixed and tangible form, cheaply and conveniently if one desired, or as extravagantly as the latest technology allowed. The possibilities are essentially without limit. Whether by design or default, the collective memory of our precious images has been entrusted to videotape for some forty years, 1956-1996. But videotape was never engineered to be a permanent record, and no professional society recognizes it as a permanent recording medium. Next to nitrocellulose film, videotape is probably the next best medium for a society which did not wish to be reminded of its past. Prolonging the life of videotape is a complex task dependent upon numerous variables, some of which are beyond the archives's control. Having completed several intermittent years of research and development, Ampex in 1956 demonstrated its Mark series of videotape recorders for CBS broadcast executives, and in less than one year Ampex was overwhelmed with orders. The first broadcast utilizing videotape occurred on November 30, 1956, when CBS Television City in Los Angeles re-broadcast "Douglas Edwards and the News" from New York.(16) Well before the years of the silicon chip, the first recorders were free-standing boxes about the size of a washer and dryer. The player/recorders were designed to transport large open reels of 2-inch-wide magnetic tape that weighed as much as 25 pounds and operated at speeds of 15 inches per second. Due to its expense and technical complexity, 2-inch recording had little impact outside the broadcast industry. For the first few years, players were not even compatible with one another, further localizing use. (2) Basic composition Videotape is a layered product composed of a number of different elements.(17) Although the first audio tapes were acetate-based, the underlying support of videotapes consists of a fairly durable polyester film (polyethylene teraphthalate (PET)). A back coating added to professional tapes eases transport through the tape drives and improves overall reliability. The magnetic particles, iron oxide or chromium dioxide, are contained in a polyurethane binder coated to the film substrate. The binder is a complex compound including many different elements such as lubricants, dispersing agents, resin-type materials, plasticizers, anti-static agents, protective additives, wetting agents, polymers, and adhesives.(18) The exact formulations are closely guarded secrets which vary from one manufacturer to another. Moreover, since there are no industry standards for the formulation of videotape the chemical composition of newly manufactured tape is subject to change at any time. With the introduction of digital videotape in 1987, the industry has shifted to a metal particle tape because it can retain far more data than oxide tape.(19) Barrium ferrite is also available for some advanced applications. (3) Deterioration and obsolescence Many things can go wrong with videotape that will prevent completely successful playback or, in the worst case, result in catastrophic failure. Causes are often traced to careless or indifferent handling or poorly maintained equipment, in other words, problems that can be corrected through training and implementing more appropriate procedures. These problems, however, pale in comparison to the overarching issues of inherent deterioration and technological obsolescence of video formats and their related equipment. These are fundamental concerns for archives that make the preservation of videotape far into the next century a difficult and perhaps unattainable goal; however, a carefully managed plan with sufficient financial support can minimize potential losses to the American television and video heritage. Although an electronic medium, videotape possesses a physical dimension that makes it vulnerable to deterioration. Its physical properties consist of organic materials that degrade under the influences of heat, moisture, and pollutant gases. In archives, control of storage conditions has, rightfully, become a core strategy to prolong the life of videotape. As an electronic medium, the manufacture of videotape follows the dictates of the market place with its demands for cost- effective, smaller, and higher performance formats, improvements that may lack any relationship to longevity. As video production formats, 2-inch quadraplex and 3/4-inch U- matic were viable for about 15 years; now formats seem to change every four or five years with a bewildering array of incompatible options. Given the rate of technological evolution since 1956, a clear consensus exists among archivists and technical experts that the real problem of video preservation is how to cope with technological obsolescence. This phenomenon has reached acute proportions in respect of the copying of 2-inch tapes and open-reel 1/2- inch EIAJ tapes, for which it is already difficult to locate and maintain appropriate equipment and technicians experienced with these formats. (4) Longevity of the magnetic signal From an archival standpoint one of the comforting features of videotape is its relatively stable magnetic signal. Most problems attributed to videotape are physical rather than electronic. Modern magnetic coatings, according to guidance from the 3M Company, can retain the recorded information for an indefinite period of time unless altered by erasure or re- recording or removed by a magnetic field.(20) The coating's coercivity or its power to resist demagnetization has steadily increased with the introduction of new formats. Extreme heat, however, basically from a fire, can demagnetize tape.(21) Magnetic performance is not really an issue under most storage conditions. Factored over many years, however, the particles will begin to demagnetize. Referring to metal particle videotape, one Ampex vice president estimated it would take some 90 years under normal storage conditions before losing sufficient magnetization that would create noticeable degradation.(22) Destruction from stray magnetic fields on the order of magnitude needed to alter videotapes is unlikely to be found in archives. The gauss output of most electric motors is too small to pose a danger.(23) Nonetheless, as a precaution it is advisable not to store tapes near motors. Tape's ability to be erased and re-recorded is a genuine concern. This can happen accidentally or deliberately by the flip of a switch unless procedural safeguards are enforced. (5) Chemical stability of videotape As videotape ages, it begins to break down chemically until it reaches a point where it is no longer capable of being tracked for satisfactory playback and transfer to another format. How and when this occurs depend on several factors, the most important being time in storage and exposure to heat, atmospheric moisture, and pollutant gases. The earliest videotapes, lacking protective cassette housings, are the most vulnerable to damage and deterioration. The chemical breakdown of videotape binders due to hydrolysis has been well documented.(24) The binder's hygroscopic tendency to absorb atmospheric moisture releases acids and alcohol, products or catalysts that hasten the tape's destruction. Aged tapes are more hygroscopic than newer tapes. Elevated humidity in combination with warm temperatures accelerates the process while drier and cooler conditions slow it down. Videotapes kept in hot and humid climates have little chance of long-term survival unless placed in carefully controlled storage conditions. Hydrolysis weakens the binder causing oxide shedding, dropouts, and the eventual loss of the tape through severe degradation.(25) Peeling oxide and the evaporation and migration of lubricants in the form of white crystal powder causes tracking problems and leads to magnetic head clogging. The National Media Lab's work on instrumentation data tape, 1978-1981, for EROS (Earth Resources Observations Systems) is a good illustration of the sticky tape syndrome. All tapes were capable of being reproduced after very slow baking at 130 degrees F, however. When the tape was run on a tape transport or winder/cleaner, the heat of friction melted the tape coating components. Adhesive in nature, these components collected on the stationary elements in the tape path, such as magnetic tape drive heads, tape guides, and wiping stations. When the tape motion stopped the material cooled and "stuck" to the stationary elements, stopping the ply of tape and damaging the tape and the tape transport.(26) High humidity--besides increasing the rate of moisture absorption and binder deterioration--has other deleterious consequences. It can cause further damage by increasing tape pack stresses, distortion, tightness, and dropouts from debris and exudations.(27) High humidity results in clogging, sticky shed syndrome or "stiction," scoring, and head wear. One tape can contaminate another if machines are not carefully cleaned between plays. In combination with warm temperatures, high humidity will encourage the growth of fungus which attacks the organic compounds in the tape's binder. Condensation on the tape edge causes "spot hydrolysis," gluing the edges together and causing the tape to tear if played in this condition without treatment, especially in the newer and thinner tapes.(28) High temperatures can also cause damage such as increased tape tightness, pressure, distortion, dropouts from wound in debris, layer to layer adhesion, changes in dimensions, all of which promote tracking errors. High temperatures will also have a tendency to separate the substrate from the backing since they shrink at different rates.(29) (6) Air pollutants Traces of acid produced by air pollution accelerate hydrolysis. Sulphur dioxide, according to NIST, forms strong acids in humid air.(30) Other common gases are nitrogen dioxide, ozone, acetic acid, and formaldehyde. Videotape restorers see the worst damage stemming from hostile storage environments (7) Common magnetic pigments and tape longevity The most common magnetic pigments are iron oxide, metal particle, and evaporated metal, each differing in stability; chromium dioxide has been used less frequently. Iron oxide and cobalt-modified iron oxide are the most stable, but metal tapes have the ability to record a higher signal output, a capability which makes them desirable for improved professional performance and greater packing or concentration of data. The single homogenous metal alloy evaporated on to the substrate in 8mm formats consists of a very thin magnetic coating that is not very durable.(31) In 1991 Sony's best estimate of longevity for these materials was about 15 years. 3M indicated that its research was consistent with Sony's. Maxell declined to predict any life expectancy for its tape products, and a TDK representative indicated he knew of no published data on tape life expectancy by his company, BASF, and that 15 years was a good guess.(32) Evidently manufacturers have been reluctant to provide any assurance for the extended life expectancy of their videotape products. Since the first metal particle pigments were unsatisfactory, several tape manufacturers collaborated in laying to rest nagging concerns about the durability of D-2, a metal particle tape that has become the principal recording format for the broadcast industry since its introduction in 1988. Tests indicated a 14-year minimum durability of the pigment before serious signal loss could occur under average conditions; basically, a computer environment.(33) Sony plotted much longer durability for the pigment; 24 years for one type and 96 years for another.(34) It is important to note that these tests relate to the pigment or coating stability, and do not solve the problem of binder hydrolysis. Any tape, regardless of coating, can potentially turn into a sticky goo in extended storage at elevated temperatures and humidities.(35) In recent years most manufacturers have changed to more stable binders, but comparisons remain difficult if not impossible. Tape manufacturers will not divulge the composition of binders or pigments.(36) (8) Other problems Videotape is associated with a host of other problems that can interfere with playback and result in the tape's utter destruction. a. Edge Damage One of the most common problems is tape edge damage typically caused by misaligned transports. Physical damage (stretching, nicks, and dents, etc.) cause mistracking as the tape moves through the guide paths. b. Shedding In addition to the shedding that results from chemical breakdown, shedding can be caused by poorly maintained equipment. Many tapes manufactured up to the early 1970's are notorious for their shedding due to difficulties inherent in the relatively weak bond between the binder and the substrate. By 1970 3M, Ampex, and Memorex had developed more reliable techniques for binding the magnetic layer to the polyester base.(37) The shedding seen in later tapes is the result of binder breakdown or poor operating conditions. Nonetheless, the older tapes are larger and they shed more. A one-hour 2- inch Quad tape has 108,000 square inches; a one hour 1/2 inch VHS at standard speed has only 2,360 square inches.(38) The older tapes were designed for more tape-to-head contact and thus produced more friction. c. Fungus Contamination of videotape by fungus or mildew is fairly common. Warm and humid conditions encourage fungus, which attacks the organic materials in the binder. Tapes or cassettes exposed to water or moisture from floods or sprinklers are prone to fungus, especially if moisture becomes trapped inside the cassette. d. Dirt Dirt and other debris can destroy a tape or impede its ability to be tracked. Dirt from any source can become embedded in the binder emulsion. Static electricity will attract dirt. Evidently dirt is all pervasive, and like motion pictures, restorers recommend cleaning all tapes before re-mastering if they have a history of poor storage conditions or have detectable signs of deterioration. Foreign broadcast archives that have done a lot of 2-inch copying, routinely clean all 2- inch tapes before copying rather than risk damage to expensive and hard-to-replace magnetic heads. e. Containers Little research has been conducted on containers or cassettes for videotape, but they are also a factor in longevity. Open- reel recordings are far more vulnerable to damage than those protected by cassettes. Some cassette housings are not dust proof in the locked position. Many are made from relatively inert polyethylene, but some are fabricated from recycled plastics with high acid content which can distort at high temperatures. Interior components can degrade, such as springs and rubber materials from the moisture trapped inside. Hinges can wear out. Standard VHS cassettes contain more than 30 parts in assembly. In a pilot study, NIST observed that many cassettes showed mechanical problems after accelerated aging or after five years of natural aging.(39) As for the worst cases, sleeves and cassettes can be changed but not without increasing the cost of preservation and processing.(40) A damaged cassette, if not detected, can result in irreparable tape damage. (9) Storage As John Van Bogart has pointed out, earlier storage guidelines for videotape were a compromise to allow playback, and not ideal for preservation.(41) Significant differences between playback and storage areas require videotape to acclimate before it can be played, but complete re-humidification or re- moisturizing can take days or even weeks depending upon the size of the tape, though such extreme measures are rarely employed. Temperature equilibration can take place after several hours. Failure to allow sufficient warm up time can result in undetected condensation on the tape edge, while failure to re-moisturize causes stress in the tape backcoat. Recommendations for the long-term storage of videotape are moving toward cooler and drier conditions, which although not unreasonably low, are unavailable to many archives. The storage issue represents something of a dichotomy between broadcasters and archives. On one side, broadcasters who need fairly quick access to the materials have said low-humidity storage is a waste of money because the technology that supports the videotape format will be obsolete in only a few years, and that the money would be better spent on re- formatting rather than constructing and maintaining expensive storage conditions. On the other side, archivists have argued that we have insufficient funding for re-formatting, we are uncertain about the new formats, and our goal is to safeguard and preserve the original videotape as long as possible because it is all that exists. Unfortunately there are no easy answers for the questions this issue raises. Few dispute the likelihood that videotape will outlast the equipment intended for playback. Archivists can only compromise based on an understanding of the benefits of storage at specific stages, measured against format obsolescence and projected resources for re-formatting copies. Film archivists can consult the Image Permanence Institute Storage Guide, but no comparable guide is yet available for videotape. Table 1: Videotape Storage Recommendations Source Temperature (F) Relative Humidity(RH) National Archives and Records Administration (NARA) 65 30% National Institute of Standards and Technology Report (for NARA) 30-40% SMPTE RP103 (draft version) 63+/-4 30%+/-5 ANSI,IT/9, 1996 version 68 20-30% 59 20-40% 50 20-50% Ampex(42) 68 30% Peter Adelstein, IPI(43) 50 20-30% (10) Shelving Metal shelving, widely used for storing videotape, does not appear to be a problem provided the shelves are properly grounded. Certain paints and finishes may be a problem if they continue to off gas after tapes have been shelved. Wood is not acceptable for archival storage of videotape because of acid vapors emitted from wood or wood finishes. In addition, wood shelves are a factor in spreading flames in a fire emergency. (11) Security and Fire Protection Security is the first line of defense for the protection of archival holdings--as a means to safeguard against theft and other unauthorized access. Almost all the respondents to the survey reported the availability of secure vaults or buildings; some even had 24-hour guards. Like most archival materials, videotapes are susceptible to water damage from fire emergencies and sprinkler accidents. Many fire protection systems, therefore, have dry-pipe sprinklers with heat-activated sensors that provide good fire protection but localize the effects of water spray. Some fire protection systems employ Halon gas or other gaseous agents which at least eliminate potential water damage from sprinkler accidents.(44) Water damage frequently occurs from basement floods and from storage areas located in a flood plain. Additional security protection can be obtained by storing multiple copies in different locations. However, only the major studios and very few public archives have been able to practice a policy of "strategic dispersal" on a geographic scale. (12) Copying, Transferring and Restoration It bears repeating that imperfections develop in magnetic tape primarily from inherent deficiencies such as poor layer adhesion in the early formulations, from the ravages of poor storage conditions, and from physical problems such as creases, edge damage, poor winds, and embedded dirt. Dirt is all pervasive, observed one video restorer. "There is sufficient debris on every single tape we have examined to interfere with some degree of signal retrieval."(45) To a great extent and depending upon the degree of damage, a certain amount of recovery is possible. To be sure, the techniques used for recovery, some of which are proprietary, are designed to allow successful playback in order to be able to re-record the damaged original. They do not necessarily extend the life of the original videotape. Some techniques even accelerate its destruction. It is important to distinguish between copying, transferring and restoration. Copying is the straightforward dubbing or duplication of a tape, as in making a reference copy for routine use or to service another format. Transferring, re- mastering, or re-formatting involves converting the original to an updated format. Restoration implies a deliberate effort to make a complete and error-free copy from the best available original, minimizing all imperfections, while transferring the tape to a new copy. Cleaning the tape beforehand is part of restoration. In theory, digital technology allows some improvement even beyond the original through error-correction and signal enhancement. Generally restoration entails time- consuming and painstaking steps, which drive up the cost of preservation. A system of triage is necessary in order to establish priorities for copying, restoration, and maintenance. The overall priorities in common use are (1) obsolete formats, which will be discussed in more detail below; and (2) unique or single copies. For other archives, priorities might be determined from a physical examination of representative tapes. Physical inspection includes a more or less automated or manual evaluation of the tape, examining for imperfections visible to the laboratory technician such as exudations of white crystal powder, shedding, stiction, scratches, or fungus and deformities in the tape pack such as creases, cracking, stretching, uneven wind, or edge damage. Some of the physical defects such as edge damage, wrinkles, and creases can be identified through the use of electronic cleaning/inspection machines. These machines will also measure dropout according to preset standards. In reality these machines are both inspectors and cleaners, designed for use with pre-recorded tape. They are designed to remove dirt, dust and loose particles that cause dropouts. Most of the machinery is aimed at the video cassette rental industry or at broadcasters who recycle and re-record tapes. The value in an archival setting is not apparent. Indeed the wrong application of an automatic cleaning or burnishing device to remove loose oxide, particularly to a creased tape, can have disastrous consequences.(46) Video restoration labs have developed sophisticated techniques for removing or minimizing the effects of tape faults. Archives have little objective guidance on the evaluation of these techniques and equipment since they are proprietary. In comparison to film archives where basic repairs and cleaning can be done within the archives, public archives depend on outside vendors if they have sufficient funding. Before transferring, the cleaning of the tape's loose oxide and other debris is necessary. Most of this is accomplished with cleaning blades or burnishing points or dry paper wipes or even washing with water. One innovative archives devised its own 1/2-inch cleaner by attaching a microscreen shaver and vacuum pump to clean the recording as it played for re- recording.(47) Another technique used in the worst circumstances is that of baking the tape at relatively low baking temperatures for several hours or longer; the temperature of the tape must be ramped up and down at a slow rate. This serves the purpose of fixing the loose oxide so that successful playback can be accomplished. None of these techniques yields permanent results; tape deterioration will still continue. The use of Time Base Correctors (TBC) will tend to compensate for many of the video signal problems in transferring or re- formatting tapes. Unfortunately some of the earliest open-reel tapes had nonstandard signals where TBC's will not provide much assistance.(48) In such cases copying from the earliest generation will be extremely important. For the foreseeable future copying of videotape for re- formatting or re-mastering will be done in "real time"--i.e., the recording time--plus the time for set up and quality assurance. A ratio of 1.5 to 2.0 work hours to every 1.0 hour of recorded time is not unreasonable. Two or three recording stations could be operated simultaneously though it implies some reduction in quality assurance. For 1-hour, 2-inch tapes, 2.0 to 3.0 hours are generally needed.(49) On such conversion projects both digital and analog copies have been made. High speed video duplicators--four brands available at last count-- were engineered for the video duplication industry and not the studio or broadcast industry. The copies are accomplished by means of "contact printing," in which the oxides are placed in contact and a transfer takes place from a mirror master.(50) Archives having thousands of hours of original video recordings can only be discouraged by the overwhelming prospect of re-formatting obsolete videotape formats. Another dimension of restoration is aesthetic or ethical. Digital technology allows such an extensive manipulation of original images in terms of content, image and sound values, colorization, and signal enhancement that the archivist's ideal of preserving the aesthetic or documentary integrity of originals can be lost if sufficient safeguards and standards are not implemented. In addition, converting an analog tape to digital can modify the original image in unexpected ways, such as toning and softening details and the appearance of image artifacts. (13) Rewinding The periodic rewinding of videotape as part of an archival maintenance program (although accepted in principle) is generally ignored in practice as too time consuming and labor intensive. The reasons for rewinding are basically to relieve stress in the tape pack in order to prevent deformities such as layer-to-layer adhesion ("blocking"), and pack slippage ("wavy pack"), and print through. The backcoating helps to minimize such deformities in storage. Cooler temperatures and lower RH help to reduce the need for period rewinding. Thus backcoated tapes in good storage conditions, according to Jim Wheeler, should be rewound every ten years.(51) (14) Major Formats for Archives From 1956 to the present more than 100 fundamentally incompatible video formats have been introduced into the market place.(52) (See Appendix J) From an archival viewpoint, it is fortunate that only about a dozen were or continue to be viable commercially. More than a dozen formats alone were introduced for the industrial and educational markets such as CBS's short-lived Electron Video Recording system which utilized a filmed-based color video cartridge. Other failed formats include Cartrivision or Cartridge Television, Selectavision, Kodak Supermatic Video, and, though a well engineered product, the infamous Betamax.(53) Except in very specialized collections, these short-lived formats are not expected to have much of an impact on archives. The formats of greatest archival concern are those that were the most popular from 1956 to 1996 in broadcasting, industry/education, government, and the consumer markets. These formats are listed below. Table 3: Selected Analog Videotape Formats* Format Coating Nominal Width Major Market 2-inch Iron oxide 1.4 mil 2-inch Broadcasters/Studios 1/2-inch open reel Iron oxide 1/2-inch Independent Production 1-inch Type A Iron oxide 1-inch Government/Studios 3/4-inch U-matic Cobalt- 1.1 mil 3/4-inch ENG/Independent Production modified iron oxide 3/4- Umatic SP Cobalt- 1.5 mil 3/4-inch ENG/Independent Production modified iron oxide Beta 1/2-inch Consumer Betacam Cobalt- 0.8 mil 1/2-inch ENG/Independent modified iron Production/Government oxide, chromium dioxide Betacam SP Metal particle 0.55 mil 1/2-inch ENG/Independent Production M-II Metal particle 0.55 mil 1/2-inch ENG/Broadcasting 1-inch Cobalt- 1.1 mil 1-inch Broadcasting/Studios Type C modified oxide 8mm, Hi8 Metal 0.8 mil 8mm Consumers/ENG/Government/ particle, Independent Production Evaporated metal VHS Cobalt- 0.8 mil 1/2-inch Consumers/Government modified oxide, chromium dioxide S-VHS Cobalt- 0.8 mil 1/2-inch Independent Production/ENG modified oxide *In addition to the NTSC versions, there are also PAL and Secam versions, though these are less likely to be found in American public archives. Granted this listing may be considered arbitrary, but these formats represent the most commonly used gauges and probably represent more than 95% of the analog videotapes recorded in the last 40 years that need to be preserved. Each was manufactured for a particular segment of the market place. It wasn't the format itself that limited its use but the cost, complexity, and size of its ancillary equipment. Since two-inch tape was designed for broadcasters, there was little use of 2-inch tape outside the broadcast industry. Even the Department of the Defense and the U.S. Information Agency employed it on a relatively limited basis for original video productions. Moreover, 2-inch was basically a studio format rather than one that could be used conveniently for shooting in the field. Cameras still had to be tethered to relatively large recorders. Sony's 1/2-inch EIAJ open-reel videotape introduced in 1969 was marketed as a consumer format. However, it quickly found a niche in education and among community activist groups and video artists. It was the first time that such groups had cheap and convenient access to video recording technology. Using port-a-packs, they pioneered the use of portable video for news and documentary production and paved the way to ENG (Electronic News Gathering). The 3/4-inch, U-matic format, made available in the early 1970's, spread the video revolution even further by making professional quality videotape recording economically accessible to a wide spectrum of users, including broadcasters who used it for ENG and for recording complete programs; it was used by industry and government for a myriad of purposes; and by documentary groups and video artists. Refinements in tape composition, cameras, recorders, and editing equipment helped to maintain the format's viability as a production medium for almost 15 years. Although no longer used as a production medium, there are hundreds of thousands of U-matic cassettes stored in a variety of organizations throughout the nation. The continued availability of players seems assured for some years to come, though much of the ancillary production equipment is no longer manufactured. As the first high-quality videotape recorder, one-inch Type C developed jointly by Ampex and Sony and marketed in 1978 became the mainstay of the studio recording industry, replacing the two-inch format and several other short-lived one-inch formats. This format was used as a studio format to record complete programs for later broadcast or reuse. Sony's Betacam, and its subsequent SP version, has grown in popularity since the late 1980's. They essentially replaced 3/4-inch U-matic in ENG and documentary production because of their comparatively superior resolution. However, the relatively high cost of Betacam equipment discouraged use outside the broadcast industry. CBS News and ABC News adopted Betacam as a uniform format as did many local television stations throughout the United States. NBC News adopted Matsushita's M-II format, which was Betacam's main competitor, but subsequently switched to Betacam SP. NBC has recently adopted the use of Panasonic's D-3 format, also developed by Matsushita. The dominant consumer format since the late 1970's was 1/2- inch VHS, and since 1990 it has had competition from 8mm or Hi-8 formats composed of metal particle or evaporated metal pigments. VHS and Hi-8 nonetheless gave individuals the opportunity to record the world around them, including the most important events in their lives such as weddings, family vacations, and the occasional unanticipated news event. VHS and Hi-8 have also been used for scientific and ethnographic research. It is difficult to describe all the potential uses just as it is difficult if not impossible to estimate their number or how many consumer-produced videotapes might possess sufficient value to warrant preservation in an archives. Never intended as a production format, VHS is satisfactory for viewing purposes but the image resolution significantly degrades when copied to another generation. S-VHS format and its equipment at three or four times the price provide superior resolution thanks to its fine grain ferrous oxide binder. It is worth noting that S-VHS and Hi-8 have obliterated distinctions between consumer and professional formats, chiefly because they deliver high resolution with relatively moderate equipment costs. For example, military camera operators routinely use S-VHS and Hi-8 in their activities. CNN and CBS News employed the Hi-8 format in their coverage of the Gulf War. Further, in 1992 the Fox Broadcasting Company made a policy decision to use S-VHS for its ENG operations, affecting some 150 stations.(54) For many professional uses Hi-8 is typically "bumped" up to a standard professional copy for editing and retention.(55) Television news organizations that had previously used Hi-8 (e.g., Video News International) are now beginning to switch to professional/consumer digital formats. Until now in this survey of common formats, 1956-96, the video signal systems all have been analog. The television industry is presently in the process of converting to digital recording and production systems. Among the advantages of digital recording are higher resolutions, error measurement and correction, the ability to record--or clone, as it were-- copies without generational loss, and, for postproduction, nonlinear editing. Two digital recording formats have been available to the industry since the late 1980's, D-1 and D-2. D-1, an iron oxide tape, has been primarily used for postproduction; major studios retain long-form programs in D- 1, an expensive format beyond the means of public archives. The D-2 format was an appropriate vehicle to ease the transition from analog to digital, because it is compatible with some analog systems and thus did not require a complete and expensive studio equipment change. D-2 has been used extensively to record and save completed programs by producers and studios.(56) First generations of Sony's D-1 and D-2 equipment are already obsolete in production environments. Matsushita's D-3, based on a 1/2-inch format, lends itself to studio recording, because its resolution exceeds D-2's and is portable for ENG.(57) The last few years have seen the introduction of a plethora of new video formats, including D-5, D-6, DCT, Digital Betacam, DV, DVC, and Digital-S, and probably several more in the offing.(58) One hopeful sign is the introduction of some compatability between Panasonic and Sony "prosumer" formats, DVPRO and DVCAM.(59) Table 4: Digital Videotape Formats Format Signal Coating Nominal Width Major Users D-1 Component Iron oxide 0.5-0.6 3/4-inch Studios (Sony) D-2 Composite Metal Particle 0.5 3/4-inch Studios/ Broadcasting/ Government D-3 Composite Metal Particle 0.4-0.55 1/2-inch Broadcasting/ENG D-5 Component Metal Particle 0.43 1/2-inch Studios/Production D-6* Component Metal Particle 0.54 1-inch HDTV DCT Component Metal Particle 0.5 3/4-inch Studios compressed BetacamSX Component Metal Particle 0.57 1/2-inch Broadcasting compressed Digital Component Metal Particle 0.54 1/2-inch Broadcasting/ENG Betacam compressed Digital-S Component Metal Particle 0.57 1/2-inch ENG/ compressed Independent Prod. DVCAM Component Metal Particle 0.33 1/4-inch Consumers/ENG/ compressed Independent Prod. DVC/ Compressed Metal Particle 0.33 1/4-inch Consumers-DVC/ DVCPRO ENG/Ind. Prod. (D-7*) * Not yet SMPTE official designations This overview of videotape formats suggests several trends taking place. One is the move toward compactness and reduced tape consumption in newer formats.(60) Another is the use of thinner tapes. For example, D-2 videotape is about half the thickness of 1-inch type C. Thinner tape is more vulnerable to physical damage. There is also a trend toward more densely packed recording tracks. Video compression is also a hallmark of some of the newer formats, e.g. DCT, Digital Betacam, and DVC. New formats are being introduced with more frequency and presumably will have a shorter period of commercial viability. Cheaper products as measured by performance and equipment costs are driving out the more expensive ones following a time-honored law of the market place. Since preservation is not a market-driven issue, industry provides little guidance to archives on the suitability of new formats; some are definitely inappropriate for archiving. The aging properties of magnetic tape is a field that requires more research. There is no agreed upon system for evaluating tape formats. Adhesion, friction, and hydrolysis have been proposed as physical tests for standard evaluation and accelerated age testing, but Japanese tape manufacturers would not cooperate with industry efforts to create and implement standardized tests. Three American companies who were participating have all but ceased their activities in this area. There are currently no standard methods for determining life expectancies of videotape, making it difficult if not impossible to compare data from different manufacturers.(61) (15) Obsolescence as the Key Technical Issue To ensure retrieval of recorded information in the future, a 3M product memo advised users to pack a tape player, manuals, and schematics along with the tape(62), a theme repeated by several witnesses at the public hearings. Such advice may have been given tongue in cheek, but begs the question of how to cope with evolving technologies and the obsolescence of others, surely a strategic question for industry and archives. For industry it means a considerable investment in re- equipping production and broadcast facilities and re- formatting programs retained for re-broadcast or sale to other markets. These changes closely parallel the choices faced by public archives in their need to ensure that their videotapes can be transferred to new video systems. Although archives are not a leading force in the video market place, they are deeply influenced by trends in format sales and video technology. Archives have no control over the formats they accession or inherit that become problems for the future. But they can exercise some judgment about the formats they use for off-air recording and for re-formatting projects. The video manufacturers will not support a specific technology beyond its commercial viability. U-matic, a format more than 25 years old, is something of an anomaly due to the sheer number of recorded cassettes that remain in public and private inventories. As the era of 2-inch and 1/2-inch EIAJ has been over for some years, machine parts are no longer manufactured. Transferring these formats has become an understandable priority in archives because the technology is on the verge of extinction. It is difficult to locate players in working condition. Parts must be cannibalized. Transferring has become increasingly a specialized skill. In order to complete a large 2-inch transfer project, CBS Television City found it necessary to induce some of its retirees to return to work to help in re-formatting. CBS achieved an excellent transfer rate with thousands of tapes that had been stored in less than desirable conditions. They had as many as ten 2-inch players in operation with six others set aside for parts replacement, probably the largest concentration of such equipment available in the United States. Nonetheless, as the project manager observed, the machines are dying, and in three to five years even CBS will not have the capability to transfer large amounts of 2-inch tape.(63) Some of the short-lived formats from the 1970's and 1980's have been hopelessly beyond recovery for years due to lack of players in working condition. It is important to look at these changes not in isolation but as part of an inevitable trend that will characterize video evolution with more and more frequency. Re-formatting as a means of converting obsolete videotape holdings poses two major dilemmas for the archival world: the lack of an ideal video format and the growing volume of material to be copied. Beyond the need to go to a digital format to avoid generational loss, absent from the archival field is anything remotely approaching what might be called an ideal format or a "preservation copy." Until an ideal or universal preservation format is introduced, video preservation should be viewed not as a tangible product but a continuing process aimed at protecting information that can migrate from one technology to another as the need arises. The current merger of video technology and computers suggests that the ideal format in the future may not be videotape but bitstreams of compressed data recorded on disks. It is probable that video programs will have to be copied several times over the next twenty or thirty years if current technological trends continue. Hovering over obsolescence as a preservation issue is the more prosaic need of large archives to be able to copy tens of thousands of hours of videotape before the supporting technology disappears from the market place. The federal repositories of the Library of Congress and the National Archives and Records Administration have original analog video holdings exceeding 200,000 hours, which will have to be copied to another format early in the next century if the program content is to survive. Other large collections like the Vanderbilt University's Television News Archive and New York Public Library's Dance Collection will face a similar dilemma. Additionally, these are not static collections but growing dramatically in direct proportion to the expansion of video programming brought about by the increase of broadcasting outlets and the other uses of videotape as a form of documentation. If the volume of material continues to exceed archival resources, re-formatting will no doubt become a highly selective process which implicitly risks additional losses to the American television and video heritage. CHAPTER THREE: TELEVISION AND VIDEO PRESERVATION IN CORPORATE AND PUBLIC ARCHIVES TELEVISION AND VIDEO PRESERVATION IN PRACTICE IN CORPORATE AND PUBLIC ARCHIVES Corporate: A. Major Studios Introduction Hollywood major studios have produced the vast majority of entertainment programs for the first 45 years of American television history. Seven or eight studios by themselves or in partnership with other companies have produced most prime-time entertainment programs as well as daytime drama series known as "soaps" or "soap operas." To cite a few familiar examples, Sony/Columbia has produced Days of Our Lives, The Young and the Restless, and Maude; Disney has produced numerous television programs directed at children as well as sitcoms such as Home Improvement and Golden Girls; Paramount has been responsible for successful series like All in the Family, Star Trek, and Entertainment Tonight. Through its acquisitions, Turner controls Medical Center, The Man from U.N.C.L.E., C.H.I.P.S., and Gilligan's Island; through subsidiaries, it produces Seinfeld and original feature films for television. While the general public identifies these programs with the networks that broadcast them, the studios in fact produced them, own the underlying rights, and ultimately are responsible for their preservation. Each of the eight major studios has an assets protection program aimed at preserving extensive inventories of television titles which, like theatrical films, are a continuing source of potential income. Past programs remain the life blood of these corporations. New productions alone are insufficient for economic survival. The studios must be able to recycle their products in syndication and in ever- expanding markets represented by cable outlets, video cassettes sales, and foreign sales. All genres--dramas, sitcoms, thrillers, even old game shows--have sales potential domestically and internationally. Past programs are protected rather than destroyed since they represent the essential underlying and future value of the corporations for forecasting income and for insurance, taxes, and potential sale to another studio or conglomerate. These activities are the driving force behind their efforts to provide good storage conditions, geographical separation of copies for security, and preservation copying. William Humphrey, representing Sony at the Los Angeles public hearings, outlined a position that all the studios could accept--basically, that preservation makes good economic sense. With the emergence of pay cable, home video, and the demand of programming for international territories, including our new Sony Entertainment television network in Latin America and India, the ability to service clients is dependent not only on the quality of the product but also on the care and handling of the assets used to create the product. Continued accessibility and exploitation of the library helps us fuel our preservation efforts. The major studios have preservation/protection programs other organizations might emulate if they had comparable resources and could expect a significant financial return on their investment. For many of the nation's television archives whose value stems from their historical and cultural content, the notion of financial returns is not only remote but tangential to the educational value of their holdings. Production practices The use of motion picture film as original source material for entertainment television production occurs frequently owing to film's superior resolution and its ability to capture shades and tones under a variety of lighting conditions. Today 35mm film is primarily used in the production of long-form programs like telefeatures and mini-series. Super 16mm is also employed to save on equipment and film stock costs. Sony/Columbia, for example, requires producers to deliver an original negative, plus a D-1 videotape; for series, it requires an original negative plus a tape with a 16:9 wide screen aspect ratio. Shorter programs, including those produced on speculation, are originated increasingly on videotape. Regardless of image source, productions are pieced together or created on nonlinear editing systems and then output back to digital videotape. Nonlinear editing systems, such as Avid Technology's, form the basis for electronic editing. Described briefly, nonlinear editing occurs in post-production in which digital videotape is downloaded in increments, commensurate with hard-drive storage capacities; through the use of a computer, images are rapidly and efficiently intermixed or edited along with graphics, optical effects, and sound elements in any order, limited only by one's creativity. Electronic editing has made manual or traditional film editing--with its cumbersome array of splicers, blades, film cement, and bins--a dying art. The use of videotape for originals and nonlinear editing come to the industry at a time when tremendous pressure exists to keep production costs low. Television advertisers, who basically pay the networks for programs through the purchase of air time for their ads, cannot be taken for granted; there are more outlets than ever fiercely competing for their ad accounts. The economics of television production will therefore gradually minimize the use of motion picture film as the original element in favor of videotape, a more cost- effective production format. This shift in technology will have profound implications for preserving American entertainment programs originated on film, because, after the video transfers have been made, technology relegates the film original to secondary importance if it does not make it entirely superfluous. The film original is not always edited or conformed to the finished version, something which only exists as a videotape; graphics and optical effects exist only as a datafile output to videotape. In theory, a film version can be reconstructed based upon data contained in the Edit Decision Lists (EDL). But several studios have found that it is too expensive to conform all film originals as a general practice, especially if the videotape version satisfies future broadcasting and syndication needs. Studios nonetheless plan to store film originals indefinitely in anticipation of a future need to conform them for re-broadcast on advanced television systems. The lynchpin in this strategy is the EDL, a proprietary software-dependent datafile whose physical preservation and future readability cannot be presumed. The studios now seems divided if not ambivalent on the issue of conforming film originals made for television programming. Preservation policies The preservation policies from one major studio to another follow similar principles, operations, and standards. The following describes the strategy in general; major digressions or variations are noted. a. No programs are destroyed as the result of a deliberate decision. In the studios' view, all program formats potentially represent some future revenue source. Accordingly, programs are copied and protected by additional copies but not necessarily to the same degree, as will be ex